Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.05 per share. |
17 Jul 2023 |
328,482 |
17,063,000
|
-
|
3.0 |
1,001,870
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.05 per share. |
17 Jul 2023 |
151,450 |
650,600
|
-
|
3.1 |
461,923
|
Common Stock |
Iain D. Dukes
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
19,500 |
19,500
|
-
|
|
-
|
Stock Option (right to buy) |
Iain D. Dukes
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
3,250 |
3,250
|
-
|
|
-
|
Restricted Stock Unit |
Steven H. Stein
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
3,250 |
3,250
|
-
|
|
-
|
Restricted Stock Unit |
Steven H. Stein
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
19,500 |
19,500
|
-
|
|
-
|
Stock Option (right to buy) |
Donald J. Hayden
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
19,500 |
19,500
|
-
|
|
-
|
Stock Option (right to buy) |
Kathy Yi
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
3,250 |
3,250
|
-
|
|
-
|
Restricted Stock Unit |
Kathy Yi
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
19,500 |
19,500
|
-
|
|
-
|
Stock Option (right to buy) |
Donald J. Hayden
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
3,250 |
3,250
|
-
|
|
-
|
Restricted Stock Unit |
Carl L. Gordon
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
3,250 |
3,250
|
-
|
|
-
|
Restricted Stock Unit |
Carl L. Gordon
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2023 |
19,500 |
19,500
|
-
|
|
-
|
Stock Option (right to buy) |
David Kerstein
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
17,500 |
17,500
|
-
|
|
-
|
Restricted Stock Units |
Timothy P. Clackson
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
45,625 |
45,625
|
-
|
|
-
|
Restricted Stock Units |
Bradford D. Dahms
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
17,500 |
17,500
|
-
|
|
-
|
Restricted Stock Units |
William C. Shakespeare
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
21,250 |
21,250
|
-
|
|
-
|
Restricted Stock Units |
Victor M. Rivera
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
16,250 |
16,250
|
-
|
|
-
|
Restricted Stock Units |
Victor M. Rivera
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2023 |
97,500 |
97,500
|
-
|
|
-
|
Stock Option (right to buy) |
Timothy P. Clackson
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2023 |
273,750 |
273,750
|
-
|
|
-
|
Stock Option (right to buy) |
David Kerstein
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2023 |
105,000 |
105,000
|
-
|
|
-
|
Stock Option (right to buy) |
Bradford D. Dahms
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2023 |
105,000 |
105,000
|
-
|
|
-
|
Stock Option (right to buy) |
William C. Shakespeare
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2023 |
127,500 |
127,500
|
-
|
|
-
|
Stock Option (right to buy) |
Donald J. Hayden
|
Director |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
29 Dec 2022 |
100 |
100
|
-
|
5 |
500
|
Common Stock |
Donald J. Hayden
|
Director |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
29 Dec 2022 |
9,900 |
10,000
|
-
|
5.0 |
49,489
|
Common Stock |
Bradford D. Dahms
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 6.66 per share. |
30 Nov 2022 |
1,502 |
6,142
|
-
|
6.7 |
10,000
|
Common Stock |
Timothy P. Clackson
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 6.80 per share. |
11 Nov 2022 |
2,500 |
351,030
|
-
|
6.8 |
16,995
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.21 per share. |
07 Nov 2022 |
192,000 |
16,734,518
|
-
|
5.2 |
1,000,320
|
Common Stock |
Steven H. Stein
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Oct 2022 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl L. Gordon
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jun 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
Iain D. Dukes
|
Director, Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jun 2022 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Iain D. Dukes
|
Director, Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jun 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kathy Yi
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jun 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
Donald J. Hayden
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 May 2022 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (right to buy) |
William C. Shakespeare
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Feb 2022 |
180,000 |
180,000
|
-
|
|
-
|
Stock Option (right to buy) |
Victor M. Rivera
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Feb 2022 |
130,000 |
130,000
|
-
|
|
-
|
Stock Option (right to buy) |
Bradford D. Dahms
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Feb 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Kerstein
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Feb 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
David C. Dalgarno
|
Chief Technical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Feb 2022 |
130,000 |
130,000
|
-
|
|
-
|
Stock Option (right to buy) |
Timothy P. Clackson
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Feb 2022 |
450,000 |
450,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.06 per share. |
11 Jan 2022 |
18,897 |
16,366,915
|
-
|
10.1 |
190,104
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 9.43 per share. |
11 Jan 2022 |
17,320 |
16,384,235
|
-
|
9.4 |
163,328
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.67 per share. |
11 Jan 2022 |
6,900 |
16,348,018
|
-
|
10.7 |
73,623
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 9.81 per share. |
11 Jan 2022 |
1,600 |
16,341,118
|
-
|
9.8 |
15,696
|
Common Stock |
Bradford D. Dahms
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 10.15 per share. |
21 Dec 2021 |
1,970 |
1,970
|
-
|
10.2 |
20,000
|
Common Stock |
Timothy P. Clackson
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 9.76 per share. |
21 Dec 2021 |
2,600 |
348,530
|
-
|
9.8 |
25,381
|
Common Stock |
William C. Shakespeare
|
See Remarks |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
12 Oct 2021 |
625 |
388,949
|
-
|
16 |
10,000
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
12 Oct 2021 |
14,903,718 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
12 Oct 2021 |
873,300 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
12 Oct 2021 |
436,650 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
12 Oct 2021 |
562,500 |
16,339,518
|
-
|
16 |
9,000,000
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
12 Oct 2021 |
436,650 |
436,650
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
12 Oct 2021 |
15,777,018 |
15,777,018
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
12 Oct 2021 |
62,500 |
499,150
|
-
|
16 |
1,000,000
|
Common Stock |
Kathy Yi
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Oct 2021 |
22,678 |
22,678
|
-
|
|
-
|
Stock Option (right to buy) |
Iain D. Dukes
|
Director, Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Oct 2021 |
22,678 |
22,678
|
-
|
|
-
|
Stock Option (right to buy) |
Carl L Gordon
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Oct 2021 |
22,678 |
22,678
|
-
|
|
-
|
Stock Option (right to buy) |